Capital Compliance Experts (CCE) offers regulatory guidance to alternative financial services providers from a consultative approach and through technology solutions. CCE consultants are a highly specialized team of experts, including CAMS specialists, reviewers and analysts.

Services include, but are not limited to, BSA/AML/OFAC independent reviews, policy and procedure development, risk assessments, licensing support, CFPB audit preparation, annual compliance oversight, and other general compliance consulting.

CCE also provides tools such as our compliance management portal for document storage and organization, learning management system (On POinT Training Center) to provide ongoing education to employees and staff, and transaction monitoring tools (Compliance IQ) to aggregate, analyze, and detect suspicious activity, and check cashing technology to mitigate check fraud.